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#	Item
661	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Add to Reading List Source URL: www.fgb.net Language: English - Date: 2015-11-24 10:39:57
662	IOSCO and PIFS-Harvard Law School Launch Global Certificate Program for Regulators of Securities Markets Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-04-26 07:04:37 Financial regulation Economy International Organization of Securities Commissions Systemic risk Securities commission Government Securities Commission of New Zealand Finance Comisin Nacional del Mercado de Valores
663	25 JanuaryRecent Trends in Securities Class Action Litigation: 2015 Full-Year Review Record Number of Cases Being Filed Faster than Ever with the Shortest Alleged Class Periods Add to Reading List Source URL: www.carolinasclassaction.com Language: English - Date: 2016-04-13 13:06:35 SEC filings Private Securities Litigation Reform Act Initial public offering Economy Financial economics Finance Corporate crime U.S. Securities and Exchange Commission Securities Litigation Uniform Standards Act
664	Annual ReportThe Securities and Exchange Surveillance Commission Annual Report Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2015-09-30 03:39:49
665	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-12 09:39:19 U.S. Securities and Exchange Commission Crowdfunding United States securities law 73rd United States Congress Stock market Regulation D Securities Act Regulation A Direct public offering Jumpstart Our Business Startups Act Securities Exchange Act Security
666	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Add to Reading List Source URL: www.fgb.net Language: English - Date: 2016-02-03 18:44:05
667	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.fgb.net Language: English - Date: 2015-08-18 14:09:07
668	FOR IMMEDIATE RELEASE NoContact: Kevin Anselm Director, Division of Banking & Securities Add to Reading List Source URL: www.commerce.alaska.gov Language: English - Date: 2015-12-29 17:51:42 Stock market Corruption Securities fraud Security Real estate investment trust Investor Ponzi scheme U.S. Securities and Exchange Commission Private money investing Madoff investment scandal
669	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-12-02 09:21:04 United States securities law North American Securities Administrators Association Financial Industry Regulatory Authority Joseph Borg U.S. Securities and Exchange Commission Broker-dealer Financial adviser
670	October 9, 2013 Reasonable Steps to Verify Practice Group(s): Add to Reading List Source URL: www.klgates.com Language: English - Date: 2013-10-23 15:31:45 U.S. Securities and Exchange Commission 73rd United States Congress Investment United States securities law Crowdfunding Regulation D Securities Act Accredited investor Jumpstart Our Business Startups Act Securities Exchange Act Private placement

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